Facts About Investors Capital

 

 

 

Fast Facts

Name Investors Capital Corporation (ICC)
The premier independent broker/dealer of publicly traded Investors Capital Holdings (stock symbol listing AMEX: ICH)
Services ICC is a full-service independent broker/dealer, providing trading, operations, legal, compliance, marketing, practice management, advisory, and technological capabilities and support to registered representatives nationwide.
Founded 1992
Headquarters 230 Broadway
Lynnfield, MA 01940

 
   
Rep Force 600 Representatives
 
Presence Conducts business in all 50 states, Puerto Rico, and the District of Columbia
Clearing Pershing, LLC
Annual Revenues $79,187,937 as of 3/31/10
Assets Under Management $6.5 Billion as of 3/31/10
Advisory Assets $1,021,474,341 as of 3/31/10
Founders & Principals Theodore E. Charles (since 1992)
Chairman, Investors Capital Holdings

Timothy B. Murphy (since 1992)
CEO & President, Investors Capital Corporation
CEO & President, Investors Capital Holdings
   
 About Pershing  Founded in 1939, Pershing has 70 years of Wall Street experience.  Persings name is taken from our founder, Warren "Jack" Pershing, the only son of celebrated World War I General of the Armies, "Black Jack" Pershing.

Pershing has over $786.5 billion in assets in custody, and currently serves 1,150 broker-dealer, registered investment advisors, and money managers globally.  Pershings parent company, The Bank of New York Mellon Corporation, is the world's leading provider of securities services and a top, global asset management firm, with $20.2 trillion in assets in custody and $928 billion in assets under management.  The financial strength of Pershing and the Bank of New York Mellon provides the foremost measure of protection for your assets.  Pershing remains focused on the safekeeping, servicing, segregation, and reporting of client assets held in custody.  Pershing is capitalized, with capital ratios exceeding those required by regulators.